Financial institutions at risk
Issues under consideration in this white paper include the regulatory landscape, guidance on hidden relationships and networks, and how to identify them. It looks at why financial institutions need to...
View ArticleHeading up a bank under UK law vs prudential risk assessments
What is current legislation relating to individuals at the helm of a bank, and what impact does it have? This white paper reviews the current situation under UK law. It discusses the key questions of...
View ArticleManaging legal risk effectively
Managing legal risks from the perspective of general counsel are reviewed. Supporting lawyers in making risk decisions, escalating issues and integrating with the risk management frameworks and risk...
View ArticleChanges in money laundering requirements on the horizon
Combating money laundering and other financial crime is a pressing pan-global concern and a focus of the UK's regulators, with failings in this area carrying significant risk. This white paper reviews...
View ArticleRecent and potential changes to the Japanese Insider Trading Regulations
This white paper provides an outline of changes to Japan’s insider trading and the related monetary penalty system in late 2012. Also in the spotlight are further potential changes to their Insider...
View ArticleRisk Transparency
This report is a valuable resource which will enable you to gain a competitive advantage in the increasingly important area of risk transparency and reporting. Learn how to dissect the form, content...
View ArticleFinancial institutions at risk
Issues under consideration in this white paper include the regulatory landscape, guidance on hidden relationships and networks, and how to identify them. It looks at why financial institutions need to...
View ArticleHeading up a bank under UK law vs prudential risk assessments
What is current legislation relating to individuals at the helm of a bank, and what impact does it have? This white paper reviews the current situation under UK law. It discusses the key questions of...
View ArticleChanges in money laundering requirements on the horizon
Combating money laundering and other financial crime is a pressing pan-global concern and a focus of the UK's regulators, with failings in this area carrying significant risk. This white paper reviews...
View ArticleRecent and potential changes to the Japanese Insider Trading Regulations
This white paper provides an outline of changes to Japan’s insider trading and the related monetary penalty system in late 2012. Also in the spotlight are further potential changes to their Insider...
View ArticleRisk Transparency
This report is a valuable resource which will enable you to gain a competitive advantage in the increasingly important area of risk transparency and reporting. Learn how to dissect the form, content...
View ArticleManaging legal risk effectively
Managing legal risks from the perspective of general counsel are reviewed. Supporting lawyers in making risk decisions, escalating issues and integrating with the risk management frameworks and risk...
View ArticleKeeping score: Evolving wholesale credit on a maturity model
Wholesale credit is a bright spot for financial institutions. It did not cause the financial crisis, it does not lend itself to systemic risk, and it remains a profitable area for banks. Unfortunately,...
View ArticleWholesale banking: Challenges in automating commercial credit risk management
Default rates on commercial credit facilities are at their highest rate in almost two decades, and automation is an effective tool to help banks improve transparency, enhance management control and...
View ArticleInterest Rate Risk In The Banking Book – How to manage IRRBB considering the...
This white paper focuses on understanding how current market conditions (low interest rates) can affect banks’ revenues and profitability. The paper further analyses, via simulations on a real...
View ArticleFinancial Services Whistleblowing Regulation Survey – Assessing the impact of...
This white paper examines organisational approaches to whistleblowing and incident reporting. The paper provides findings, analysis and recommendations into the impact of the new whistleblowing rules...
View ArticleAchieving IFRS 9: A long way to go in a short time
This paper broadly sets out the critical steps of complying with IFRS 9 and suggests the most effective ways to accomplish them. It further explores the primary elements of IFRS 9 to help aid context...
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